Issuer | Country | Sector | Issue | Role | Investmen Bank |
Bco. Hispano americano | Spain | Banking | Warrant Issue (April 1988) | Underwriter | Banco Hispanoamericano |
Repsol | Spain | Oil & Gas | Equity privatization – CB Institutional. Local tranche | Co-Lead Manager of Japanese tranche | Daiwa Securities |
Telefonica | Spain | Telecom | Public Offering with Tokyo Stock Exchange listing | Manager | Daiwa Securities |
Repsol | Spain | Oil & Gas | Equity privatization | Manager | Daiwa Securities |
Endesa | Spain | Electricit y Utility | Equity privatization | Co-Manager of Institutional tranche | Daiwa Securities |
Banco Bilbao Vizcaya | Spain | Banking | USD 62.5 MM Private Placement | Lead Manager | Daiwa Securities |
Banco Bilbao Vizcaya | Spain | Banking | USD 33 MM Public Offering with Tokyo Stock Exchange listing | Lead Manager | Daiwa Securities |
Argentaria | Spain | Banking | Privatization 1st Phase | Manager-Rest of the World tranche | Daiwa Securities |
Banco Popular | Spain | Banking | US$ 30MM Private Placement | Lead Manager | Daiwa Securities |
Corporació n Banesto | Spain | Industria l holding | USD 200MM Public offering without listing | Lead Manager- Asia tranche | Daiwa Securities |
Puleva | Spain | Food | Ptas. 1 bn new share issue. Private Placement | Lead Manager Broker | Daiwa Securities |
Huarte | Spain | Construction | Ptas. 1bn common share private placement | Lead Manager Broker | Daiwa Securities |
Union Fenosa, Endesa, Iberdrola, Hidrocantábrico, Fecsa | Spain | Electricity utilities | Block placements (1992- 1994). | Arranger and Broker | Daiwa Securities |
Telefónica del Perú | Peru | Telecom | ADR listing -NY | Co-Manager | Santander Investment |
Luz del Sur | Peru | Electricit y utility | Equity privatization USD 280 MM local institutional (Dece. 1996) | Lead Manager | Santander Investment |
Issuer | Country | Sector | Issue | Role | Investment Bank |
FIMA, World, EIB, Kingdom of Spain | Europe | Various | Several Matador issues (1988) | Lead Manager Co-lead Manager and Manager | Banco Hispano Americano |
Banco Bilbao Vizcaya | Spain | Banking | Yen 5 bn Private Placement swapped to sub-LIBOR USD | Lead Manager Book Runner | Daiwa Securities |
Banco Bilbao Vizcaya | Spain | Banking | Yen 7 bn Private Placement swapped to sub-LIBOR USD | Lead Manager Book Runner | Daiwa Securities |
Banesto | Spain | Banking | Yen 22 bn Euroyen Bond Issue | Lead Manager Book Runner | Daiwa Securities |
Banesto | Spain | Banking | Yen 5 bn Private Placement swapped to sub-LIBOR USD | Lead Manager Book Runner | Daiwa Securities |
Banesto | Spain | Banking | Yen 10 bn Private Placement swapped to sub-LIBOR USD | Lead Manager Book Runner | Daiwa Securities |
Iberdrola | Spain | Electricity Utility | Yen 40 bn Samurai issue | Lead Manager Book Runner | Daiwa Securities |
City of Barcelona | Spain | Cuasi Government | Yen 10 bn Samurai issue | Lead Manager Book Runner | Daiwa Securities |
City of Barcelona | Spain | Cuasi – Government | Yen 30 bn Samurai issue | Lead Manager Book Runner | Daiwa Securities |
City of Sevilla | Spain | Cuasi Government | Yen 10 bn Samurai issue | Lead Manager Book Runner | Daiwa Securities |
Fima, World, EIB, Kingdom of Spain | Europe | Multiple | Several Matador issues (1988-1994) | Manager Co- Manager | Daiwa Securities |
Banco de Crédito del Peru | Peru | Banking | USD 100 million Bridge Loan-EMTNP (May 1996) | Arranger and Lead Manager | Santander Investment |
Gloria | Peru | Milk and distribution | Soles 100 million – Corporate Bonds (1996) | Co-Arranger | Santander Investment |
Telefónica del Perú | Peru | Telecom | USD 100 million Bridge Loan (July 1997)- Bond issue take-out. Soles 100MM Public Offering- Local Institutional | Arranger and Lead Manager | Santander Investment |
COFIDE | Peru | Banking | USD 50 million Term- Credit Facility (1997) | Co-Manager | Santander Investment |
Union de Cervecerías Peruanas Backus & Johnston | Peru | Beer | US$ 100 Syndicated Loan (1997) | Co-Agent | Santander Investment |
Gloria | Peru | Milk and distribution | USD 50 million. Bridge Acquisition Finance (1997-98) | Arranger | Santander Investment |
Cementos del Caribe S.A. | Colombia | Cement | US$ 87 million. Bridge Acquisition Finance and Take-Out refinancing | Arranger and Lead Manager | Santander Investment |
Divestor/ Bidder | Target | Value | Country | Sector | Role | Adviser |
Nissan Corp. Tokyo | Equity divestment on Nissan Motor Iberica. Placement (1989) | Ptas. 5bn | Japan | Motor Vehicles | Advisor to Divestor | Daiwa Securities |
Nippon Life and Sumitomo Life- equity | Strategic alliance with Banco Bilbao Vizcaya | Ptas 4,5bn | Japan | Banking | Advisor to Buyer/ Broker | Daiwa Securities |
Usinor Sacilor- Ugine | Acerinox´s equity divestment (June 1993) | Ptas. 1.7bn | France | Stainles s Steel | Advisor to Divestor/ Broker | Daiwa Securities |
Caja de Valencia | Union Fenosa-equity divestment (1992) | Ptas. 1.5bn | Spain | Electricity Utilities | Advisor to Divestor/ Broker | Daiwa Securities |
Sumitomo Life | Portfolio divestment (1993) | Ptas. 2.5bn | Japan | Banking | Advisor to Divestor/ Broker | Daiwa Securities |
Copri-Cepri | Peruvian Privatization: Banco Continental and Interbank (July 1993) | Und. | Peru | Government | Pre- selection Advisor to Divestor (withdrawn) | Daiwa Securities |
Grupo Hasa- Huarte | Asset transfer of Estacionamientos Subterráneos S.A (ESSA) from Hasa to Huarte (March 1994) | Ptas.15 bn | Spain | Holding- Constructio n and Parking | Broker – Advisor to Buyer | Daiwa Securities |
Grupo Hasa- Huarte | ESSA and Hotel Alcora prospective study and valuation (1994) | Und. | Spain | Holding- Constructio n and Parking | Advisor to Seller | Daiwa Securities |
El Bosque Golf Club | Robert Trent Jones designed, PGA. Mandate for sale and studies | Ptas 5bn | Spain-UK | Golf facilities and residential developme nt | Advisor to Seller | Daiwa Securities |
Dhul | Controlling divestment (1992-3) | Ptas. 7bn | Spain | Milk derivatives | Advisor to Divestor | Daiwa Securities |
Shiseido | Acquisition trial in Spain (1990-1). Loewe | Und. | Japan | Cosmetics and Brands | Advisor to Buyer | Daiwa Securities |
Oassa Savoisiene Española | Restructuring and Divestment process | Ptas. 1bn | Spain- Europe | Heavy electric machiner y | Advisor to Seller | Daiwa Securities |
Various Japanese Companies | Pharmaceutical industrial and study |
| Spain | Pharmaceu ti cal | Valuation | Daiwa Securities |
Fund | Country | Securities | Type of Fund | Role | Investment Bank |
Spain Fund | Spain | Equity | Closed-end fund in Spanish equities | Lead Underwriter and Design (1989) | Daiwa Securities |
Mediterranean Fund | Spain | Equity | Closed-end fund in Mediterranean European equities | Lead Underwriter and Design (1991) | Daiwa Securities |
Smaller Co. Fund | Spain | Equity | Open-end fund in Spanish Small companies | Lead Underwriter and Design (1992) | Daiwa Securities |